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A Practical Guide to the FSA's Regulation of Mortgages By: Chris Cummings Our price: 55 + postage Product code: 17979 ISBN: 1898830843 Format: Pb Published by: City & Financial Publishing, 2004, 1st edition There are no reviews available for this book Description of A Practical Guide to the FSA's Regulation of Mortgages In October 2004 the FSA takes responsibility for regulation of the mortgage industry. This book provides a practical interpretation and commentary on the new regime for mortgage intermediaries and advisers. A Practical Guide to the FSA's Regulation of Mortgages - Chapter headings Introduction Charles Gooding,Chairman,Association of Mortgage Intermediaries, 1 The FSA and Regulatory Background Ben Stafford,Association of Mortgage Intermediaries 2 Regulated Activities Nick Baxter,Mortgage Promotions 3 Threshold Conditions John Whitehead,Norwich Union 4 Principles for Businesses and Systems and Controls Philip Ryley,TLT Solicitorsand John Virgo,Guildhall Chambers 5 The Approved Persons Regime Steve Atkins,Freedom Mortgage Network 6 Strategic Options Bill Warren,Complete Mortgage & Loan Services Ltd 7 Prudential Requirements Alan Hughes,Bond Pearce 8 Training and Competence Jayne Owen,Corporate Training Partnership 9 Conduct of Business David Morey,PwC LLP 10 Regulatory Reporting Requirements Patrick Storey and Scott SoperGrant Thornton 11 Financial Issues Chris Cummings,Director,Association of Mortgage Intermediaries 12 Supervision Julian Korek and Fiona Reedy,RSM Robson Rhodes 13 Enforcement and Discipline Philip Ryley,TLT Solicitorsand John Virgo,Guildhall Chambers 14 Complaints and Compensation David Morey,PwC LLP 15 Lifetime Mortgages Simon McGuiness,Norwich Union

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