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A Practitioner's Guide to the FSA Regulation of Investment Banking, 2nd Edition By: Nigel Boardman, John Crosthwait Our price: 85 + postage Product code: 23027 ISBN: 1905121032 400 pages Format: Pb Published by: City & Financial Publishing, 2006, 2nd edition There are no reviews available for this book

Description of A Practitioner's Guide to the FSA Regulation of Investment Banking, 2nd Edition

The regulatory environment in which investment bankers operate is undergoing a period of unprecedented change. Within the UK the most significant development has been the creation of the Financial Services Authority. The FSA's regime will introduce some wide ranging changes to the way investment banking business is regulated in the UK, affecting, inter alia, the authorisation and supervision processes, conduct of business rules and financial promotion.

A Practitioner's Guide to the FSA Regulation of Investment Banking, 2nd Edition - Chapter headings

Part 1. Authorisation and Organisation The FSMA regime Controllers and Senior Management Rules Applicable to Corporate Finance Activities Part 2. Customer Relationships Conflicts and Confidential Information Part 3. Transactions Financial Promotion Market Abuse, Misleading Statements and Practices Stabilisation Equity Issues Mergers and Acquisitions Part 4. Cross-Border Issues E-commerce Corporate Finance Regulation: The US Perspective Hedge Funds