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Financial Services Decisions Digest: FSA Final Notices & FSMT Decisions By: James Bagge, Charles Evans, Katie Steven, Norton Rose, Joanna Gray, Newcastle University Our price: 180 + postage Product code: 23919 ISBN: 1405718455 Format: Hb Published by: Lexis Nexis Butterworths, 2007, 1st edition There are no reviews available for this book

Description of Financial Services Decisions Digest: FSA Final Notices & FSMT Decisions

This new book provides a practical resource for the financial services practitioner by bringing together, in one place, all the Financial Services & Markets Tribunal’s decisions and the FSA’s Final Notices. Additionally, this book provides overarching practical and authoritative commentary under key headings, grouped under themes (market abuse, technical issues, systems and controls etc.), thus highlighting the FSA’s shifting focus. This product: * Is an extremely useful and comprehensive resource as it collates in a rational way the FSA’s Final Notices and the FSMT Decisions, and gives you to access all the decisions and fines * Helps you interpret the FSA’s focus. Answers the following questions: What do these sources tell us? What do we/our clients need to do as a result of this? How can we quickly find all the market abuse cases? What are the significant issues and what was the outcome in each case? * Flags the danger areas for legal/compliance departments of financial services firms * Helps you prioritise compliance objectives according the level of risk and penalties attaching to particular activities * Assists law firms with analysis of issues and handling potential cases * Keeps customers up to date with the Final Notices and Decisions, and the themes and trends in the FSA’s and the Tribunal’s focus * Provides authoritative and reliable commentary making sense of the FSA’s output, and drawing out themes and technical points As the FSMT Decisions and FSA Final Notices are building up into a substantial body of law, with the output increasing each year, the book will be updated annually with a supplement of all the new final notices and decisions, plus an annual review and essential commentary. These Decisions and Notices are regarded as key indicators of the FSA’s approach to disciplinary matters, and as such drive advice and practice in financial services compliance. There is no other source for authoritative commentary on these, and therefore this will be an essential reference work for the busy financial services practitioner and an essential addition to law libraries.